Our compliance experience is second to none. From working extensively with the FSA to organising presentations, providing advice and being a member of the AML-CFT Advisory Group. Compliance and due diligence are exactly what we do.

Because of this, we know just how important it is that your compliance solutions are easy to understand and implement. This means we won’t leave you confused or impose ready-made manuals and risk reviews. Instead, we’ll work closely with you to tailor solutions that meet your precise needs.

Specific areas where we can assist you with compliance requirements include:

• Implementing a reporting structure. This means compliance matters can be promised full importance at board meetings.
• Integrating compliance into your overall governance framework.
• Conducting a full compliance review of procedures, manuals and files.
• Creating or updating Compliance manuals, Customer Risk Assessments, Business Risk Assessments and Technological Risk Assessments.
• Working with your existing staff to ensure all requirements are met.
• Assisting compliance culture creation within your business.
• Providing additional assistance where required in cases of staff shortages.
• Assisting with compliance visits.

This list is not exhaustive. If you would like to know more, contact us. We’re always happy to discuss any of your compliance needs.